Responsible Investing

The fund believes that it is in the shareholders’ interests to consider environmental, social and governance (ESG) factors when selecting and retaining investments and has asked the investment manager to take these issues into account as long as the investment objectives are not compromised.

The investment manager does not exclude companies from its investment universe purely on the grounds of ESG issues but, where possible, adopts a positive engagement approach whereby matters are discussed with management with the aim of improving the relevant policies and management systems and enabling the investment manager to consider how ESG factors could impact long term investment returns.  The investment manager’s statement of compliance with the UK Stewardship Code and UN PRI can be found under the Responsible Investing page of Herald Investment Management Limited’s web site. The investment manager’s policies  have also been reviewed and endorsed by HWTF’s board.

HWTF’s activities are all outsourced and therefore it does not have any employees. Notwithstanding that the fund has no direct social or community impact, the board encourages the investment manager to consider environmental, social and governance (ESG) factors when selecting and retaining investments. The fund  has given discretionary voting powers to the investment manager, Herald Investment Management Limited. The investment manager votes against resolutions it considers may damage shareholders’ rights or economic interests.

HWTF is subject to the European Communities (Undertakings for Collective Investment in Transferable Securities) Regulations 2011 (“the UCITS Regulations”). As such the fund must comply with any relevant EU ESG Regulation. This includes the Sustainable Finance Disclosures Regulation. The fund’s sustainable finance policy is here 

 

Herald

 

Welcome to the website for Herald Investment Management Limited (HIML). These pages provide a brief introduction to HIML and details of the funds it manages, currently Herald Investment Trust Plc, the Herald Worldwide Technology Fund and two venture capital limited partnerships.

These pages are regularly updated to include up-to-date financial and performance data, but please feel free to contact us with comments, or to request further information. It is important that you read the notices below before proceeding, as they explain certain legal and regulatory restrictions which apply to the information contained in this website.

The information provided in this website is solely for use by individuals who are resident in the United Kingdom and who are subject to UK tax; it is not intended as, and should not be regarded as, an offer or solicitation to sell investments in any jurisdiction other than the UK. Individuals who are not resident in the UK should not continue as it may be contrary to local laws or regulations for them to receive information in connection with, or to apply for, a UK investment. In particular, Herald Investment Trust Plc shares are not registered under United States securities law and, subject to limited exceptions, may not be offered, sold, transferred or delivered in the United States or to US persons. By proceeding, you are representing and warranting that you are not resident in, or a citizen of, a jurisdiction outside the UK.

Stock market and currency movements may cause the capital value of shares and the income derived from them to go down as well as up, and investors may get back less than they invested. Past performance is not necessarily a guide to future performance. The value of any tax relief you may be entitled to will depend on your individual circumstances. Current tax rates and reliefs may be changed by future legislation.

This website has been approved for purposes of UK regulation by Herald Investment Management Ltd which is authorised and regulated by the Financial Conduct Authority.

Although we have taken reasonable care to ensure that the facts contained in these pages are accurate, no representation or warranty, express or implied, is made as to their accuracy or completeness. The contents of the website are not to be considered as investment advice.

The information on this website is not for distribution outside the UK. Under no circumstances should this information, or any part of it be copied, reproduced or redistributed. No rights of any kind are licensed or assigned or shall otherwise pass to persons accessing this information.

If you are in any doubt about any of the information contained on this website please consult your stockbroker, solicitor, accountant or other professional adviser.

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